1. 程式人生 > >JDK8之HashMap原始碼解讀

JDK8之HashMap原始碼解讀

本文適用於想要閱讀HashMap原始碼的技術人員,如果只是想要簡單瞭解一下HashMap內部結構的話,該文不適用。

本文的是在JDK7的HashMap的基礎上寫的註釋,所以不懂的請先看JDK7的HashMap。

JDK8的HashMap主要難點在於紅黑樹,相比JDK7主要多了一個連結串列轉樹(樹轉連結串列)和紅黑樹平衡的邏輯。

(建議閱讀原始碼時手頭有一份《演算法導論》,我的下載資源裡有完整高清的pdf)

寫的比較急,主要對put、remove、resize做了分析,大家要是看的有疑問的話請評論留言,

雖然很少上,但是看到了還是會給大家回覆的。

共同進步。(2018-03-02)

package com.ticket.web.controller;
import java.io.IOException; import java.io.InvalidObjectException; import java.io.Serializable; import java.lang.reflect.ParameterizedType; import java.lang.reflect.Type; import java.util.function.BiConsumer; import java.util.function.BiFunction; import java.util.function.Consumer; import java.util.function.Function;
/** * Hash table based implementation of the <tt>Map</tt> interface. This * implementation provides all of the optional map operations, and permits * <tt>null</tt> values and the <tt>null</tt> key. (The <tt>HashMap</tt> * class is roughly equivalent to
<tt>Hashtable</tt>, except that it is * unsynchronized and permits nulls.) This class makes no guarantees as to * the order of the map; in particular, it does not guarantee that the order * will remain constant over time. * * <p>This implementation provides constant-time performance for the basic * operations (<tt>get</tt> and <tt>put</tt>), assuming the hash function * disperses the elements properly among the buckets. Iteration over * collection views requires time proportional to the "capacity" of the * <tt>HashMap</tt> instance (the number of buckets) plus its size (the number * of key-value mappings). Thus, it's very important not to set the initial * capacity too high (or the load factor too low) if iteration performance is * important. * * <p>An instance of <tt>HashMap</tt> has two parameters that affect its * performance: <i>initial capacity</i> and <i>load factor</i>. The * <i>capacity</i> is the number of buckets in the hash table, and the initial * capacity is simply the capacity at the time the hash table is created. The * <i>load factor</i> is a measure of how full the hash table is allowed to * get before its capacity is automatically increased. When the number of * entries in the hash table exceeds the product of the load factor and the * current capacity, the hash table is <i>rehashed</i> (that is, internal data * structures are rebuilt) so that the hash table has approximately twice the * number of buckets. * * <p>As a general rule, the default load factor (.75) offers a good * tradeoff between time and space costs. Higher values decrease the * space overhead but increase the lookup cost (reflected in most of * the operations of the <tt>HashMap</tt> class, including * <tt>get</tt> and <tt>put</tt>). The expected number of entries in * the map and its load factor should be taken into account when * setting its initial capacity, so as to minimize the number of * rehash operations. If the initial capacity is greater than the * maximum number of entries divided by the load factor, no rehash * operations will ever occur. * * <p>If many mappings are to be stored in a <tt>HashMap</tt> * instance, creating it with a sufficiently large capacity will allow * the mappings to be stored more efficiently than letting it perform * automatic rehashing as needed to grow the table. Note that using * many keys with the same {@code hashCode()} is a sure way to slow * down performance of any hash table. To ameliorate impact, when keys * are {@link Comparable}, this class may use comparison order among * keys to help break ties. * * <p><strong>Note that this implementation is not synchronized.</strong> * If multiple threads access a hash map concurrently, and at least one of * the threads modifies the map structurally, it <i>must</i> be * synchronized externally. (A structural modification is any operation * that adds or deletes one or more mappings; merely changing the value * associated with a key that an instance already contains is not a * structural modification.) This is typically accomplished by * synchronizing on some object that naturally encapsulates the map. * * If no such object exists, the map should be "wrapped" using the * {@link Collections#synchronizedMap Collections.synchronizedMap} * method. This is best done at creation time, to prevent accidental * unsynchronized access to the map:<pre> * Map m = Collections.synchronizedMap(new HashMap(...));</pre> * * <p>The iterators returned by all of this class's "collection view methods" * are <i>fail-fast</i>: if the map is structurally modified at any time after * the iterator is created, in any way except through the iterator's own * <tt>remove</tt> method, the iterator will throw a * {@link ConcurrentModificationException}. Thus, in the face of concurrent * modification, the iterator fails quickly and cleanly, rather than risking * arbitrary, non-deterministic behavior at an undetermined time in the * future. * * <p>Note that the fail-fast behavior of an iterator cannot be guaranteed * as it is, generally speaking, impossible to make any hard guarantees in the * presence of unsynchronized concurrent modification. Fail-fast iterators * throw <tt>ConcurrentModificationException</tt> on a best-effort basis. * Therefore, it would be wrong to write a program that depended on this * exception for its correctness: <i>the fail-fast behavior of iterators * should be used only to detect bugs.</i> * * <p>This class is a member of the * <a href="{@docRoot}/../technotes/guides/collections/index.html"> * Java Collections Framework</a>. * * @param <K> the type of keys maintained by this map * @param <V> the type of mapped values * * @see Object#hashCode() * @see Collection * @see Map * @see TreeMap * @see Hashtable * @since 1.2 */ public class HashMap<K,V> extends AbstractMap<K,V> implements Map<K,V>, Cloneable, Serializable { private static final long serialVersionUID = 362498820763181265L; /* * Implementation notes. * * This map usually acts as a binned (bucketed) hash table, but * when bins get too large, they are transformed into bins of * TreeNodes, each structured similarly to those in * java.util.TreeMap. Most methods try to use normal bins, but * relay to TreeNode methods when applicable (simply by checking * instanceof a node). Bins of TreeNodes may be traversed and * used like any others, but additionally support faster lookup * when overpopulated. However, since the vast majority of bins in * normal use are not overpopulated, checking for existence of * tree bins may be delayed in the course of table methods. * * Tree bins (i.e., bins whose elements are all TreeNodes) are * ordered primarily by hashCode, but in the case of ties, if two * elements are of the same "class C implements Comparable<C>", * type then their compareTo method is used for ordering. (We * conservatively check generic types via reflection to validate * this -- see method comparableClassFor). The added complexity * of tree bins is worthwhile in providing worst-case O(log n) * operations when keys either have distinct hashes or are * orderable, Thus, performance degrades gracefully under * accidental or malicious usages in which hashCode() methods * return values that are poorly distributed, as well as those in * which many keys share a hashCode, so long as they are also * Comparable. (If neither of these apply, we may waste about a * factor of two in time and space compared to taking no * precautions. But the only known cases stem from poor user * programming practices that are already so slow that this makes * little difference.) * * Because TreeNodes are about twice the size of regular nodes, we * use them only when bins contain enough nodes to warrant use * (see TREEIFY_THRESHOLD). And when they become too small (due to * removal or resizing) they are converted back to plain bins. In * usages with well-distributed user hashCodes, tree bins are * rarely used. Ideally, under random hashCodes, the frequency of * nodes in bins follows a Poisson distribution * (http://en.wikipedia.org/wiki/Poisson_distribution) with a * parameter of about 0.5 on average for the default resizing * threshold of 0.75, although with a large variance because of * resizing granularity. Ignoring variance, the expected * occurrences of list size k are (exp(-0.5) * pow(0.5, k) / * factorial(k)). The first values are: * * 0: 0.60653066 * 1: 0.30326533 * 2: 0.07581633 * 3: 0.01263606 * 4: 0.00157952 * 5: 0.00015795 * 6: 0.00001316 * 7: 0.00000094 * 8: 0.00000006 * more: less than 1 in ten million * * The root of a tree bin is normally its first node. However, * sometimes (currently only upon Iterator.remove), the root might * be elsewhere, but can be recovered following parent links * (method TreeNode.root()). * * All applicable internal methods accept a hash code as an * argument (as normally supplied from a public method), allowing * them to call each other without recomputing user hashCodes. * Most internal methods also accept a "tab" argument, that is * normally the current table, but may be a new or old one when * resizing or converting. * * When bin lists are treeified, split, or untreeified, we keep * them in the same relative access/traversal order (i.e., field * Node.next) to better preserve locality, and to slightly * simplify handling of splits and traversals that invoke * iterator.remove. When using comparators on insertion, to keep a * total ordering (or as close as is required here) across * rebalancings, we compare classes and identityHashCodes as * tie-breakers. * * The use and transitions among plain vs tree modes is * complicated by the existence of subclass LinkedHashMap. See * below for hook methods defined to be invoked upon insertion, * removal and access that allow LinkedHashMap internals to * otherwise remain independent of these mechanics. (This also * requires that a map instance be passed to some utility methods * that may create new nodes.) * * The concurrent-programming-like SSA-based coding style helps * avoid aliasing errors amid all of the twisty pointer operations. */ /** * The default initial capacity - MUST be a power of two. */ static final int DEFAULT_INITIAL_CAPACITY = 1 << 4; // aka 16 /** * The maximum capacity, used if a higher value is implicitly specified * by either of the constructors with arguments. * MUST be a power of two <= 1<<30. */ static final int MAXIMUM_CAPACITY = 1 << 30; /** * The load factor used when none specified in constructor. */ static final float DEFAULT_LOAD_FACTOR = 0.75f; /** * The bin count threshold for using a tree rather than list for a * bin. Bins are converted to trees when adding an element to a * bin with at least this many nodes. The value must be greater * than 2 and should be at least 8 to mesh with assumptions in * tree removal about conversion back to plain bins upon * shrinkage. */ static final int TREEIFY_THRESHOLD = 8; /** * The bin count threshold for untreeifying a (split) bin during a * resize operation. Should be less than TREEIFY_THRESHOLD, and at * most 6 to mesh with shrinkage detection under removal. */ static final int UNTREEIFY_THRESHOLD = 6; /** * The smallest table capacity for which bins may be treeified. * (Otherwise the table is resized if too many nodes in a bin.) * Should be at least 4 * TREEIFY_THRESHOLD to avoid conflicts * between resizing and treeification thresholds. */ /** * 如果table的容量少於64,那麼即使衝突結點數達到TREEIFY_THRESHOLD後不會把該單鏈表調整成紅黑數,而是將table擴容 */ static final int MIN_TREEIFY_CAPACITY = 64; /** * Basic hash bin node, used for most entries. (See below for * TreeNode subclass, and in LinkedHashMap for its Entry subclass.) * 連結串列的節點 */ static class Node<K,V> implements Map.Entry<K,V> { final int hash; final K key; V value; Node<K,V> next; Node(int hash, K key, V value, Node<K,V> next) { this.hash = hash; this.key = key; this.value = value; this.next = next; } public final K getKey() { return key; } public final V getValue() { return value; } public final String toString() { return key + "=" + value; } public final int hashCode() { return Objects.hashCode(key) ^ Objects.hashCode(value); } public final V setValue(V newValue) { V oldValue = value; value = newValue; return oldValue; } public final boolean equals(Object o) { if (o == this) return true; if (o instanceof Map.Entry) { Map.Entry<?,?> e = (Map.Entry<?,?>)o; if (Objects.equals(key, e.getKey()) && Objects.equals(value, e.getValue())) return true; } return false; } } /* ---------------- Static utilities -------------- */ /** * Computes key.hashCode() and spreads (XORs) higher bits of hash * to lower. Because the table uses power-of-two masking, sets of * hashes that vary only in bits above the current mask will * always collide. (Among known examples are sets of Float keys * holding consecutive whole numbers in small tables.) So we * apply a transform that spreads the impact of higher bits * downward. There is a tradeoff between speed, utility, and * quality of bit-spreading. Because many common sets of hashes * are already reasonably distributed (so don't benefit from * spreading), and because we use trees to handle large sets of * collisions in bins, we just XOR some shifted bits in the * cheapest possible way to reduce systematic lossage, as well as * to incorporate impact of the highest bits that would otherwise * never be used in index calculations because of table bounds. */ /** * 計算hashCode的值,並且通過"異或"計算將高位的16位資訊影響到到低位的16位裡去。 */ static final int hash(Object key) { int h; return (key == null) ? 0 : (h = key.hashCode()) ^ (h >>> 16); } /** * Returns x's Class if it is of the form "class C implements * Comparable<C>", else null. * 檢查是否是可以比較的型別,比如String或實現了Comparable */ static Class<?> comparableClassFor(Object x) { if (x instanceof Comparable) { Class<?> c; Type[] ts, as; Type t; ParameterizedType p; if ((c = x.getClass()) == String.class) // bypass checks return c; if ((ts = c.getGenericInterfaces()) != null) { for (int i = 0; i < ts.length; ++i) { if (((t = ts[i]) instanceof ParameterizedType) && ((p = (ParameterizedType)t).getRawType() == Comparable.class) && (as = p.getActualTypeArguments()) != null && as.length == 1 && as[0] == c) // type arg is c return c; } } } return null; } /** * Returns k.compareTo(x) if x matches kc (k's screened comparable * class), else 0. */ @SuppressWarnings({"rawtypes","unchecked"}) // for cast to Comparable static int compareComparables(Class<?> kc, Object k, Object x) { return (x == null || x.getClass() != kc ? 0 : ((Comparable)k).compareTo(x)); } /** * Returns a power of two size for the given target capacity. * 這裡通過位移的方式來計算大於cap的最小2倍數,位移數值為1,2,4,8,16的原因在於 * 1+2=3,1+2+4=7,這樣就保證了之前位移過的位通過異或得到的全是1,所以可以直接跳過, * 而不是採用位移1,2,3,4,5,6…16這樣的方式 * 特意提醒一下:這裡許可權是default,所以是同包下才能呼叫,免的有時候突然忘了發現調用不了 */ static final int tableSizeFor(int cap) { int n = cap - 1; n |= n >>> 1; n |= n >>> 2; n |= n >>> 4; n |= n >>> 8; n |= n >>> 16; return (n < 0) ? 1 : (n >= MAXIMUM_CAPACITY) ? MAXIMUM_CAPACITY : n + 1; } /* ---------------- Fields -------------- */ /** * The table, initialized on first use, and resized as * necessary. When allocated, length is always a power of two. * (We also tolerate length zero in some operations to allow * bootstrapping mechanics that are currently not needed.) */ transient Node<K,V>[] table; /** * Holds cached entrySet(). Note that AbstractMap fields are used * for keySet() and values(). */ transient Set<Map.Entry<K,V>> entrySet; /** * The number of key-value mappings contained in this map. */ transient int size; /** * The number of times this HashMap has been structurally modified * Structural modifications are those that change the number of mappings in * the HashMap or otherwise modify its internal structure (e.g., * rehash). This field is used to make iterators on Collection-views of * the HashMap fail-fast. (See ConcurrentModificationException). */ transient int modCount; /** * The next size value at which to resize (capacity * load factor). * * @serial */ // (The javadoc description is true upon serialization. // Additionally, if the table array has not been allocated, this // field holds the initial array capacity, or zero signifying // DEFAULT_INITIAL_CAPACITY.) int threshold; /** * The load factor for the hash table. * * @serial */ final float loadFactor; /* ---------------- Public operations -------------- */ /** * Constructs an empty <tt>HashMap</tt> with the specified initial * capacity and load factor. * * @param initialCapacity the initial capacity * @param loadFactor the load factor * @throws IllegalArgumentException if the initial capacity is negative * or the load factor is nonpositive */ public HashMap(int initialCapacity, float loadFactor) { if (initialCapacity < 0) throw new IllegalArgumentException("Illegal initial capacity: " + initialCapacity); if (initialCapacity > MAXIMUM_CAPACITY) initialCapacity = MAXIMUM_CAPACITY; if (loadFactor <= 0 || Float.isNaN(loadFactor)) throw new IllegalArgumentException("Illegal load factor: " + loadFactor); this.loadFactor = loadFactor; this.threshold = tableSizeFor(initialCapacity); } /** * Constructs an empty <tt>HashMap</tt> with the specified initial * capacity and the default load factor (0.75). * * @param initialCapacity the initial capacity. * @throws IllegalArgumentException if the initial capacity is negative. */ public HashMap(int initialCapacity) { this(initialCapacity, DEFAULT_LOAD_FACTOR); } /** * Constructs an empty <tt>HashMap</tt> with the default initial capacity * (16) and the default load factor (0.75). */ public HashMap() { this.loadFactor = DEFAULT_LOAD_FACTOR; // all other fields defaulted } /** * Constructs a new <tt>HashMap</tt> with the same mappings as the * specified <tt>Map</tt>. The <tt>HashMap</tt> is created with * default load factor (0.75) and an initial capacity sufficient to * hold the mappings in the specified <tt>Map</tt>. * * @param m the map whose mappings are to be placed in this map * @throws NullPointerException if the specified map is null */ public HashMap(Map<? extends K, ? extends V> m) { this.loadFactor = DEFAULT_LOAD_FACTOR; putMapEntries(m, false); } /** * Implements Map.putAll and Map constructor * * @param m the map * @param evict false when initially constructing this map, else * true (relayed to method afterNodeInsertion). */ final void putMapEntries(Map<? extends K, ? extends V> m, boolean evict) { int s = m.size(); if (s > 0) { if (table == null) { // pre-size float ft = ((float)s / loadFactor) + 1.0F; int t = ((ft < (float)MAXIMUM_CAPACITY) ? (int)ft : MAXIMUM_CAPACITY); if (t > threshold) threshold = tableSizeFor(t); } else if (s > threshold) resize(); for (Map.Entry<? extends K, ? extends V> e : m.entrySet()) { K key = e.getKey(); V value = e.getValue(); putVal(hash(key), key, value, false, evict); } } } /** * Returns the number of key-value mappings in this map. * * @return the number of key-value mappings in this map */ public int size() { return size; } /** * Returns <tt>true</tt> if this map contains no key-value mappings. * * @return <tt>true</tt> if this map contains no key-value mappings */ public boolean isEmpty() { return size == 0; } /** * Returns the value to which the specified key is mapped, * or {@code null} if this map contains no mapping for the key. * * <p>More formally, if this map contains a mapping from a key * {@code k} to a value {@code v} such that {@code (key==null ? k==null : * key.equals(k))}, then this method returns {@code v}; otherwise * it returns {@code null}. (There can be at most one such mapping.) * * <p>A return value of {@code null} does not <i>necessarily</i> * indicate that the map contains no mapping for the key; it's also * possible that the map explicitly maps the key to {@code null}. * The {@link #containsKey containsKey} operation may be used to * distinguish these two cases. * * @see #put(Object, Object) */ public V get(Object key) { Node<K,V> e; return (e = getNode(hash(key), key)) == null ? null : e.value; } /** * Implements Map.get and related methods * * @param hash hash for key * @param key the key * @return the node, or null if none * * tab[(n - 1) & hash]相當於jdk1.7中的indexFor(), * 如果length為2的N次方,(n-1)&hash則相當於取模運算 */ final Node<K,V> getNode(int hash, Object key) { Node<K,V>[] tab; Node<K,V> first, e; int n; K k; if ((tab = table) != null && (n = tab.length) > 0 && (first = tab[(n - 1) & hash]) != null) { if (first.hash == hash && // always check first node ((k = first.key) == key || (key != null && key.equals(k)))) return first; //如果連結串列上不止一個元素則先判斷是否已經樹化, //否則遍歷連結串列查詢 if ((e = first.next) != null) { if (first instanceof TreeNode) return ((TreeNode<K,V>)first).getTreeNode(hash, key); do { if (e.hash == hash && ((k = e.key) == key || (key != null && key.equals(k)))) return e; } while ((e = e.next) != null); } } return null; } /** * Returns <tt>true</tt> if this map contains a mapping for the * specified key. * * @param key The key whose presence in this map is to be tested * @return <tt>true</tt> if this map contains a mapping for the specified * key. */ public boolean containsKey(Object key) { return getNode(hash(key), key) != null; } /** * Associates the specified value with the specified key in this map. * If the map previously contained a mapping for the key, the old * value is replaced. * * @param key key with which the speci